I am currently recruiting for a Compliance Monitoring role on behalf of a successful Wealth Management firm based in the West End. Their hybrid model requires staff onsite 3 days a week. Candidates must have experience in either UCITS or AIFMD to be considered for this role. Responsibilities: Manage the Compliance Monitoring Plans ('CMPs'), specifically, conducting monitoring activities, recording evidence, reporting findings and proposing enhancements whe
I am currently recruiting for a Compliance Monitoring role on behalf of a successful Wealth Management firm based in the West End. Their hybrid model requires staff onsite 3 days a week. Candidates must have experience in either UCITS or AIFMD to be considered for this role. Responsibilities: Manage the Compliance Monitoring Plans ('CMPs'), specifically, conducting monitoring activities, recording evidence, reporting findings and proposing enhancements whe
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